RBT Study Guide: Unit F – Professional Conduct and Scope of Practice

Unit F of the RBT Task List 2026 focuses on Professional Conduct and Scope of Practice. This section is essential because it outlines what RBTs can and cannot do, their ethical responsibilities, and the standards that protect client dignity, treatment quality, and professional reputation.

As an RBT, you are often the frontline therapist delivering ABA services directly to clients and interacting with families. Because of this, your actions, professionalism, and adherence to the BACB RBT Ethics Code (2026) are critical. Acting outside of your scope or violating ethical codes can jeopardize the client’s well-being, your certification, and the reputation of your clinical team.

The five major areas covered in Unit F are:

  1. Describe the BACB’s RBT supervision requirements and understand the role of RBTs in the service-delivery system
  2. Respond appropriately to feedback and maintain or improve performance
  3. Communicate with stakeholders as authorized
  4. Maintain professional boundaries (avoiding dual relationships, conflicts of interest, inappropriate social media use)
  5. Maintain client dignity always

Let us review each task in detail.


F-1: BACB Supervision Requirements and the RBT Role in Service Delivery

The Role of the RBT

The Registered Behavior Technician (RBT) is a paraprofessional supporting the practice of Applied Behavior Analysis (ABA). RBTs implement programs created and monitored by a supervising BCBA (Board Certified Behavior Analyst) or BCaBA (Board Certified Assistant Behavior Analyst).

Key responsibilities include:

  • Delivering skill acquisition programs directly with clients
  • Implementing Behavior Intervention Plans (BIPs)
  • Collecting accurate data on behaviors and skill performance
  • Maintaining professional communication with the supervisor about client progress

Important: RBTs do not design programs, make treatment decisions, conduct functional analyses, or modify BIPs independently. Those are responsibilities of the supervising BCBA.


BACB Supervision Requirements (2026 Standards)

To ensure quality and integrity, RBTs must remain under ongoing supervision. The BACB has strict rules every RBT must follow:

  1. Minimum Supervision Hours: At least 5% of all direct therapy hours per month must be supervised.
    Example: If you work 120 hours in a month, your BCBA must provide at least 6 hours of supervision.
  2. Frequency of Contact:
    • Supervision must occur at least twice per month.
    • At least one contact must involve the BCBA observing you working directly with the client.
    • Observation can be in person or secure real-time video (e.g., Zoom/Google Meet).
  3. Format:
    • Supervision can be individual (one RBT with one BCBA) or group (up to 10 RBTs supervised by one BCBA).
    • Each month, RBTs must have at least one individual supervision session.
  4. Documentation:
    • Both the RBT and supervisor sign a monthly supervision log.
    • Records must be maintained for seven years in case of BACB audit.
  5. Inactive Status:
    • If you are not actively working in ABA (for example, between jobs or on extended leave), you can apply for voluntary inactive status to pause supervision.
  6. Responsibility:
    • The RBT is responsible for making sure supervision is being met each month. If you notice you are falling short of the 5% requirement, you must alert your BCBA.
    • Failure to receive supervision can result in loss of certification.

📌 Exam Tip: On the RBT exam, expect math-style questions asking you to calculate supervision time based on hours worked, or scenario-based questions asking you to identify correct vs. incorrect supervision practices.


F-2: Responding Appropriately to Feedback

Feedback is central to the learning process for both clients and RBTs. BCBAs provide feedback to ensure therapy is implemented effectively and ethically.

Best Practices for RBTs When Receiving Feedback

  • Listen respectfully: Avoid becoming defensive, even if the feedback is corrective.
  • Apply feedback immediately: The purpose is to elevate your performance, not to criticize.
  • Ask respectful clarification questions: If you are unsure about the feedback, ask your supervisor politely for examples or modeling.
  • View feedback as growth opportunity: Supervisors are legally and ethically responsible for guiding your professional development.

Example: If your BCBA tells you that you are not recording data correctly, instead of responding with, “But that’s how I’ve always done it,” respond with curiosity: “Thank you for pointing that out. Can you show me the correct way to ensure I’m recording accurately?”

Many organizations also schedule formal feedback reviews weekly, monthly, or annually. But in ABA practice, feedback happens regularly during sessions—sometimes multiple times a day.


F-3: Communication with Stakeholders (as Authorized)

Stakeholders are individuals who influence or are impacted by the client’s care. These include:

  • Parents and caregivers
  • Teachers and school staff
  • Speech-language pathologists, occupational therapists, and other allied health providers
  • Case managers or funding representatives

RBT Communication Rules

  • Only communicate with stakeholders when authorized by your BCBA.
  • Do not provide independent clinical recommendations.
  • Keep communication professional, objective, and concise.
  • Follow confidentiality rules (HIPAA, FERPA, and BACB Ethics Code).

📌 How to handle requests you cannot answer:
If a parent asks you to modify a program, you must redirect appropriately.
Suggested response: “That’s a great question. I’ll make sure to let your BCBA know, since they’re the one who makes those treatment decisions.”

The RBT’s role in communication is essentially to convey observations, collect data, and forward concerns—not to provide solutions or treatment modifications independently.


F-4: Maintaining Professional Boundaries

Maintaining professional boundaries ensures that therapy stays objective, ethical, and free from personal bias.

Dual Relationships

A dual relationship exists when there is both a professional relationship and an additional personal relationship with the same client, caregiver, or supervisor. Dual relationships create conflicts of interest and blurred boundaries.

🔴 Examples of unacceptable dual relationships:

  • Being the client’s RBT and also their babysitter
  • Becoming friends on social media with a client’s parent
  • Attending the client’s family events
  • Being related to the client or supervisor
  • Working a second job with your client’s caregiver

Dual relationships can compromise professional judgment, lead to favoritism, or harm the therapeutic relationship.


Gift-Giving Guidelines

  • Small gifts may be exchanged but must not exceed $10 in value.
  • Gifts must not be frequent or expected.
  • Large or expensive gifts create conflicts of interest.

📌 Exam Tip: The test often asks you to recognize boundary violations. Example scenario: A parent invites you to their child’s birthday party. Correct answer: Politely decline and consult your supervisor.


Social Media Boundaries

  • Never accept friend requests or follow clients/caregivers on social media.
  • Never post client information (including anonymized data or images).
  • Always keep digital communication professional and within employer policies.

Ending Professional Relationships

Once the therapeutic relationship ends:

  • Platonic relationships (like casual friendships) may be acceptable.
  • Romantic or sexual relationships with a client or their caregiver are prohibited for at least two years after the end of services.

F-5: Maintaining Client Dignity

Every client deserves to be treated with respect, compassion, and fairness. RBTs must prioritize the dignity and humanity of the individuals they serve at all times.

Ways to Maintain Client Dignity

  1. Respect autonomy: Honor client choices whenever appropriate.
  2. Assent and assent withdrawal: Pay attention to whether clients consent to participate in activities, and respect their right to withdraw assent.
  3. Encourage communication and self-advocacy: Promote tools like augmentative communication, sign language, or verbal expression.
  4. Ensure privacy: Do not discuss clients publicly or expose private information.
  5. Respect cultural and personal differences: Be sensitive to family values, traditions, and customs.
  6. Use positive reinforcement and least intrusive methods: Always prioritize evidence-based, respectful practices.
  7. Be compassionate: See your client as a whole person, not just as a diagnosis or behavior to “fix.”

📌 Real-world example: Instead of saying, “Client refused to comply,” an RBT should document: “Client said ‘no’ and moved away from the task. RBT paused and offered a choice of activities.” This language reflects respectful, objective reporting aligned with client dignity.


🌟 Final Exam Tips for Unit F

  • Know the 5% supervision rule and supervision documentation requirements.
  • Be able to tell the difference between appropriate and inappropriate responses to feedback.
  • Recognize correct versus incorrect stakeholder communication practices.
  • Expect scenario-based questions testing your ability to identify boundary violations and dual relationships.
  • Always keep client dignity central to your role in ABA.

RBT Professional Conduct & Scope of Practice Questions

RBT Professional Conduct & Scope of Practice